Prescribed Fees

 

Advice & Assistance Schedule 3, Part II 1B & 1C
ABWOR  

Schedule 3, Part I

 

3(ii) & 4(iii)
Legal Aid  

Schedule 5 Civil Fees Regulations

 

4(a) & 5(c)

 

This guidance covers the basis of charging for the framing of documents with the exception of the framing of precognitions and affidavits which is covered by separate guidance.

It is very important to note that a document must be distinguished from a letter as they both have their own definitions in the regulations, separately prescribed fees and their own policy statements and guidance.

Court documents should be concise.

The overriding requirement is to give fair notice: the purpose of court applications is to give notice of the essential elements of the case to the court and the other parties and the content should be as brief as the issues will allow.

Lengthy documents ought to be avoided, wherever possible, and you must always provide a detailed narrative in support of any claim where the charge is unusually lengthy.

Framing a document

The framing of a “document” is, in the main, chargeable depending on whether it is of a ‘non-formal’ or ‘formal’ nature, subject to the exceptions that are listed below:

  • a higher fee is allowed for the framing of a non-formal document; and
  • a lower fee is payable for a formal document.

The framing of a document is charged per “sheet” and covers the work involved in drafting the document into the style required by the court.

Regardless of the type of account a sheet is defined for the purposes of the fees regulations as consisting of 250 words or numbers.

The fees for documents are payable at standard rates to reflect the length of the document.

It is recognised that in any given case there is likely to be a mix of straightforward and more complex documents. The standard fee principle operates on a ‘swings and roundabouts’ basis to reflect that over the range of legal aid cases that you deal with in any given year the rate should provide reasonable remuneration.

We will not pay for commentary that has simply been “cut and paste” from counsels opinion and then incorporated into an application to the court which is consistent with the former Auditor of the Court of Session decision in 2018 in the case of DT.

As a general principle the framing charge that we will allow is based on the final version of that document and we will not allow any time or revisal charges that have been made to any “draft” document.

This is consistent with general taxation practice and was upheld by the Auditor of Dumbarton Sheriff Court in 2009, in the case of WC.

We will exercise our own skill, knowledge and experience to assess whether the framing charge:

  • was reasonable for the proper conduct of the case due regard being had to economy; and
  • was reasonable in amount for the type of case that you are acting.

If the framing charge meets both tests we will pay at the relevant prescribed rate.

If the charge does not meet both tests we will reduce the charge and/or invite you to provide further information in support of the claim.

Difference between formal and non-formal document

The difference between a formal and non-formal document is dependent on the nature and content of the document.

Documents which require little thought, legal expertise or specialised knowledge such as inventories, intimation forms, title pages etc. are chargeable at the formal rate.

Documents such as an application to the sheriff for a stated case, motions and minutes, etc. would be chargeable at the non-formal rate.

Framing of written submissions/note of arguments

The preparation of written submissions/notes of argument, where ordered by the court, are chargeable in a detailed account and should be charged as a framing charge at the prescribed rate for non-formal documents.

The exception to this is where it can be shown that there were exceptional circumstances in a case, in which case a reasonable time charge may be considered in lieu of a framing charge.

This reflects a decision by the Auditor at Glasgow Sheriff Court in the case of the Authority Reporter in the case of JM, in 2005 where in the exceptional circumstances of that case, the Auditor allowed a time charge for the preparation and framing of the written submissions.

Where you elect to charge in this manner, a copy of the submissions must be provided along with file notes supporting the time spent and a narrative which outlines the exceptional circumstances of the case.

Any documentation revisited for the purpose of framing the submissions for which a separate charge has been made will not be allowed.

Framing account synopsis

No fee is allowable in children’s proceedings as there is no requirement to provide details in relation to matters relating to expenses or any matters relating to the issue of property being recovered or preserved in relation to the proceedings.

File notes

As a general rule no separate charge will be allowed for the framing of a file note.

That charge is ordinarily included within the time charge which has been allowed for the meeting or telephone call. A file note remains on your file for further use.

The exception to this general rule is in a case of complexity and importance where file notes are framed during a consultation, in particular where an Edinburgh and local solicitor is engaged, but only one solicitor attends the consultation and the relevant file note is shared with the solicitor who was not in attendance.

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