Commonly used words and terms

We have prepared explanations below of words, terms and acronyms used in the legal aid application process.

Term

Meaning

Explanation

Abate to restrict the amount paid to a solicitor following receipt of an account
Abatements the amount deducted
Accountable Officer the Chief Executive is SLAB’s Accountable Officer and is personally responsible for the proper stewardship and expenditure of the public funds received by SLAB
Advocate specially trained lawyers who are independent (self-employed) Advocates (sometimes known as counsel) specialise in the preparation and presentation of court cases and receive such cases from solicitors, and they also provide legal advice but are only involved in litigation generally of a more complicated nature; in the criminal sphere it will be the High Court of Justiciary; in the civil sphere it will be in any court, but largely the Court of Session; more complicated cases in the Sheriff Courts
Arrestment a legal procedure sometimes used by the Treasury Department to recover money from a debtor through a third party such as the debtor’s bank or employer
Auditor a) Internal members of SLAB’s Audit and Compliance Department
b) External External auditors who examine SLAB’s financial accounts each year
c) Auditor of court an auditor for an individual court, or the Auditor of the Court of Session – an official in the courts who settles how much solicitors and counsel should be paid in certain cases
Cause law suit a proceeding by one or more parties against one or more parties in a civil court of law
Certificate legal aid certificate issued to solicitor when legal aid is granted by SLAB or by the court
Clawback If you keep or gain money or property at the end of your case and you are asked to pay some or all of your legal costs from this. This is called ‘clawback’.
Cons contributions a) the contributions an assisted person may have to make if they are to receive legal aid, b) part of the Treasury Department dealing with these sums
Dean normally Dean of the Faculty of Advocates, although occasionally the Dean of a local faculty of solicitors
Diet The date fixed by the court for hearing a case for any one of a variety of purposes. Diligence Procedure for enforcing an order of the court, or for recovering documents from an opponent or other person; or for obtaining the evidence of witnesses before a commissioner
Duty solicitor duty solicitors are solicitors who work on a rota at all district and sheriff courts to advise people in custody and take their case as far as their first appearance if necessary
Faculty normally the Faculty of Advocates, but also occasionally used for local faculties of solicitors
Financial memorandum a document issued by the Scottish Government which gives instructions about how the SLAB’s finances should be managed
Legal Aid Guidance guidance Section on the SLAB website that contains all legal aid legislation and guidance for solicitors
Nominated solicitor the solicitor nominated by an accused to take on their case
Outlays any expenditure in a case other than fees for solicitor or counsel – may include, for instance, expert witnesses
Pink form advice and assistance
Practitioner system a computer system which holds information on all solicitors practising legal aid – used for making payments and for mailing lists
Precognitions statements of evidence
Precognosce taking down statements
Recovery debt recovery a) chasing money payable to SLAB – expenses of the case or contributions – from assisted persons or their opponents

b) part of the Civil Finance department

Reg 18 Regulation 18 of the Civil Legal Aid (Scotland) Regulations 2002 Regulation allowing civil legal aid work to be undertaken before we have decided whether to grant an application
Reporters Applications staff refer certain types of case to reporters, who are practising solicitors, for advice on a decision
Review an appeal against a SLAB decision on the merits
Taxation a) external review of account by an auditor of an individual sheriff court, or the Auditor of the Court of Session – asked for by a solicitor or counsel or by SLAB

b) internal assessment of account by SLAB

Acronyms

Term

Meaning

Explanation

SLAB Scottish Legal Aid Board
CLAO Civil Legal Assistance Office
PDSO Public Defence Solicitors’ Office
SCL Solicitor Contact Line
LAOL Legal Aid Online portal to securely apply for, progress and track legal aid applications and accounts electronically
AP assisted person someone who has been granted legal aid
ABWOR Assistance by way of representation a form of advice and assistance under which, in certain circumstances and normally in criminal cases, a solicitor can appear in court on behalf of his client
A&A Advice and assistance advice and assistance helps to pay for a solicitor to give someone advice on any matter of Scots law, but does not normally cover representation in court
BRIA Business and Regulatory Impact Assessments assess the likely costs, benefits and risks of any proposed primary or secondary legislation, voluntary regulation, codes of practice, or guidance that may have an impact on the public, private or third sector
EFQM European Foundation for Quality Management this organisation has produced a model for quality management that we have used
Psums Principal sums a) awards of money made by the court to an assisted person, which are held by SLAB until the solicitor’s account has been paid, b) part of the Civil Finance Division dealing with these sums
RTA Road Traffic Act a UK law that regulates various aspects of road safety, such as driving offences, vehicle construction and use, and traffic signs
SCTS Scottish Courts and Tribunals Service
SG Scottish Government
SNSIAP Scottish National Standards for Information and Advice Providers quality assurance framework for agencies providing advice on housing, money, debt and welfare benefits issues
FAI Fatal Accident Inquiry a Scottish judicial process which investigates and determines the circumstances of some deaths occurring in Scotland
FAMS financial accounting and management system the system used for processing payments to solicitors and advocates
NIJ not in the interests of justice one of the criteria for refusing criminal legal aid
PC probabilis causa litigandi, or probable cause translates as “a plausible case” – a legal basis for the case (one of the criteria used in assessing the merits of a civil application)
PF procurator fiscal a public prosecutor in Scotland who has the power to impose fiscal fines

Terms used in letters

You have received a letter saying an application is…

Rejected The application submitted is incomplete and we are holding it to await receipt of the outstanding documentation – this is not yet an application for civil legal aid
Under Assessment We have the minimum requirements to assess the application – at this stage, we will assess the legal merits of the case and the financial eligibility of the applicant
Refused We have assessed the application and one or more of the tests for legal aid have not been met – if you are the applicant you will be provided with the reasons for refusal
Continued We are assessing your application, but we need to ask you or your solicitor for more information before we can make a decision
Granted The application has passed all of the tests for legal aid and cover for the case is in place
Suspended The grant of legal aid has temporarily come to an end while we consider concerns about the application
Terminated We have decided that the tests for legal aid are no longer met, and so legal aid cannot continue –  the opponents are notified of the decision and this brings legal aid cover for the case to an end; a new application can be made if your solicitor thinks this is appropriate
Abandoned We cannot assess the application because the information requested has not been provided within a reasonable time, or we have been told that the application is no longer needed

Types of application

Civ sol The initial application for civil legal aid
Amend To change something about the existing grant of legal aid, for example add a new opponent, or seek an additional order
Special Urgency To seek approval for work to be carried out before legal aid is in place
Prior approval To seek approval for certain types of expenditure, for example to employ counsel and experts
Transfer To change solicitor
Stage Report Needs to be submitted by a solicitor to SLAB to keep us advised of progress
Review Request to reconsider a decision to refuse legal aid when it has been refused at first instance
Representations Information provided by an opponent or interested party which that person wants SLAB to take into account